Helping clients that need a new stock certificate. paying out customers have due bonds, or coupons. Opening new client accounts.

I prepare the financial plans for clients, by requesting a lot of information, filtering through it, and developing a plan for them. I use the various software packages, develop investment strategies, and insurance proposals. I handle the licensing for everyone in the office, and the compliance requirements.

My responsibilites include the supervision of all trading and trade personnel at the firm. I do active research, analysis, and trading of derivatives. I am also the Chief Financial Officer, so I work on preparing reports for our regulators.

purchase and sell stocks, bonds, annuities, etc..